To help you better plan for tax season, here are the approximate mailing dates for T. Rowe Price account statements and tax forms that may be necessary to complete your taxes.
We strongly recommend that you wait to receive these forms before preparing your tax returns, so that you have the most up-to-date and complete information.
Certain types of accounts do not require us to provide a tax form. Examples of such accounts are taxable accounts with income and capital gain distributions of less than $10 and retirement accounts, such as an individual retirement account (IRA), with no taxable activity during the year.
|Mailing Schedule1||Form||Explanation of Form|
|Early January||Year-End Statement||Reports distributions and activity in each fund account for the year, including any tax-free income and year-end balances for IRA accounts.|
|Late January||Combined Tax Package for Form 1099-DIV, 1099-B, and 1099-R||Taxable activity for mutual fund accounts. Form 1099-DIV reports distributions and exempt interest dividends, Form 1099-B reports proceeds from sales or exchanges, along with total cost and total gain or loss on shares sold (when available), and Form 1099-R reports withdrawals from retirement accounts.|
|Late January||1099-R for Certain Funds||Taxable activity for IRA mutual fund accounts held in the T. Rowe Price Real Assets Fund, T. Rowe Price Global Real Estate Fund, T. Rowe Price Real Estate Fund, and T. Rowe Price Small-Cap Value Fund only may arrive separately.|
|Late January||Form 1099-Q||Reports distributions from qualified education programs, including qualified tuition programs (529s) and Coverdell Education Savings Accounts.|
|Late January||Online Tax Aid||Tax data import available for TurboTax® and H&R Block® software.|
||For the T. Rowe Price Real Assets Fund, T. Rowe Price Global Real Estate Fund, T. Rowe Price Real Estate Fund, and T. Rowe Price Small-Cap Value Fund only.|
|Mid-March||Form 1042-S||Reports taxable dividends and income tax withheld on accounts owned by nonresident aliens.|
|Mid-May||Form 5498||Reports contributions and rollovers to Traditional and Roth IRAs, SEP-IRAs, and SIMPLE IRAs.|
|Mailing Schedule||Form||Explanation of Form|
|Late January||Brokerage Tax Form 1099||Beginning January 31, required tax information on Brokerage accounts will be sent under separate cover by Pershing LLC.|
|Mid-February||Pending 1099 Notice for Brokerage Customers||Remaining Brokerage tax forms will be mailed by mid-February. In some cases, a Pending 1099 Notice will be sent if issuers of securities you held during the tax year have not yet provided their final tax information. The notice will inform you of the securities that are pending final reporting and will provide the anticipated mail date of final Tax Form 1099, which will be mailed no later than mid-March under separate cover by Pershing LLC.|
|Mid-March||Remaining Brokerage Tax Forms||All remaining Tax Form 1099s with taxable activity for Brokerage accounts will be mailed no later than mid-March under separate cover by Pershing LLC.|
|Mid-April||K-1s||K-1 forms are sent directly by the Limited Partnership. If you own Limited Partnership units, please contact the company directly for information.|
1 Year-end statements will be mailed or e-mailed to all shareholders. You also may receive the other forms listed, depending upon your investments.