403(b) Employee Guidebook

Provides the information for employees who wish to establish a new 403(b) account at T. Rowe Price.

Employer-Sponsored Retirement Plan Participant Account

Establish a new participant account in an employer-sponsored retirement plan, or update a beneficiary or change an address.

Employer-Sponsored Retirement Plan Participant Transfer-in or 403(b) Exchange-In

Transfer retirement assets to a small business account.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain recordkeeping services for the Plan adopted by the Employer or update information for an existing Plan.

Employer-Sponsored Retirement Plan Distribution

Request a distribution from a T. Rowe Price 403(b), Profit Sharing, Money Purchase Pension, or Individual 401(k) plan account. Please review the Inheritance Information before completing when requesting a claim of inheritance.

Employer-Sponsored Retirement Plan Inheritance Information

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

Account Services

Update information and services for your mutual fund accounts including electronic bank transfers, dividend/capital gain options, and systematic investments.

Additional Investment

Add money to your mutual fund account(s) or make an IRA contribution.

Address Change

Add or change your contact information such as address, phone numbers, or email.

Automatic Transactions

Establish regular investments, transfers and withdrawals to stay on track for your goals.

Bank Account Information

Update mutual fund accounts electronic bank transfers.

Beneficial Owner(s) for Business Entity Account

Add a control person or an individual 25% or more owner for a business entity account.

Beneficiaries - Transfer on Death

Name or change beneficiaries on a taxable account.

Checkwriting

Add checkwriting service to an eligible money market or bond account.

Cost Basis Change - Noncovered Shares

Add or change cost basis for noncovered mutual fund shares or Brokerage securities.

Cost Basis Method Change - Covered Shares

Change the cost basis method on covered securities.

Dividend and Capital Gains Options

Update dividend/capital gain options.

Education Savings Account Changes

Use this form to add or change the services, change the beneficiary, or change the authorized person on your T. Rowe Price Education Savings Account.

Name Change

Notify T. Rowe Price that your name has changed.

Ownership Change

Change ownership of a mutual fund or brokerage account. Based on your life event, review the Ownership Change Due to Life Events to receive specific instructions based on your situation.

Permanent Resolution

Certify individual(s) authority to act on an account with corporate or other entity ownership. Authorize and empower corporate officers to open and maintain cash, margin, and option Brokerage accounts.

Power of Attorney (POA)

Add the T. Rowe Price POA information to your T. Rowe Price account.

Required Minimum Distribution

Request a required minimum distribution from an IRA.

Tax Refund Direct Deposit

Sign up to deposit your income tax refund into your T. Rowe Price College Savings Plan account.

Trading Privileges

Authorize another individual to have trading privileges on your mutual fund, IRA, Brokerage, or certain small business retirement plan accounts.

Trusted Contact

Add a trusted contact to your T. Rowe Price accounts.

Brokerage/Brokerage Advantage Guidebook

A guide discussing the various aspects of maintaining a Brokerage account, and the fees involved.

Brokerage Advantage Direct Deposit

Deposit money from payroll or a government agency into a Brokerage Advantage account.

Brokerage Advantage VISA Gold ATM and Debit/Check Card Agreement and Disclosure Statement

An overview of the agreement and privileges granted to Brokerage Advantage account holders who are offered a VISA Gold ATM and Check Card.

Brokerage CD Disclosure

Brokerage Commission and Fee Schedule

An outline of commissions and fees involved for Brokerage accounts.

Brokerage Dividend Reinvestment

Participate in automatic dividend reinvestment into the same Brokerage securities.

Brokerage Employer-Sponsored Retirement Plan New Account

Add Brokerage services to a participant account in a T. Rowe Price-sponsored prototype plan (Individual 401(k), standard profit sharing plan (PSP), or standard money purchase pension plan (MPP)). Open a Brokerage account for a retirement plan that is not a T. Rowe Price-sponsored prototype plan.

Brokerage Gift

Used to gift securities from a T. Rowe Price Brokerage account.

Brokerage Guidebook

A guide discussing the various aspects of maintaining a Brokerage account as well as identifying the benefits of a T. Rowe Price Brokerage IRA account. It also includes the commission and fee schedule.

Brokerage Insignificant Value Form

This form can be used to remove securities from a brokerage account that have little or no value and are unable to be sold.

Brokerage IRA Conversion

Convert your existing Brokerage Traditional IRA to a Brokerage Roth IRA.

Brokerage IRA Guidebook

A guide discussing the benefits of a T. Rowe Price Brokerage IRA, which allows more investment choices. The commission and fee schedule and a description of the various Brokerage IRA types is provided.

Brokerage IRA New Account

Open a Brokerage IRA account.

Brokerage Irrevocable Stock or Bond Power

Endorse stock or bond certificates that do not bear a signature(s) on the actual documents.

Brokerage Margin

Establish margin trading on your T. Rowe Price Brokerage account.

Brokerage New Account (Non-IRA Accounts Only)

Open a Brokerage account.

Brokerage Options

Establish options trading on your T. Rowe Price Brokerage account.

Brokerage Tele-Trader Guide

How to use our automated telephone system to check your Brokerage account information, place trades, and more.

Brokerage Transfer

Transfer mutual funds and/or securities held at another financial institution to your T. Rowe Price Brokerage account.

Brokerage Trustee Certification

Use along with the Brokerage New Account form to establish a Brokerage or Brokerage Advantage trust account.

Brokerage Welcome Handbook

A guide detailing maintenance of a Brokerage account, how to access statements, how to make contributions, etc.

Rollover IRA Brokerage Account

Open a Brokerage IRA account.

Mutual Fund New Business Account

Open a new mutual fund account for an entity, such as a charitable organization, corporation, LLC, general partnership, joint venture, unincorporated association, sole proprietorship, estate, or a nonfiduciary retirement plan.

Employer-Sponsored Retirement Plan Distribution

Request a distribution from a T. Rowe Price 403(b), Profit Sharing, Money Purchase Pension, or Individual 401(k) plan account. Please review the Inheritance Information before completing when requesting a claim of inheritance.

Employer-Sponsored Retirement Plan Inheritance Information

Mutual Fund Distribution

Request a distribution from your account.

IRA Distribution

Log in to place a distribution from your IRA.

IRA Inheritance

Claim and inheritance from an IRA. Additional information regarding claiming an inheritance can be found on the IRA Inheritance Facts.

Required Minimum Distribution

Request a required minimum distribution from an IRA.

SEP IRA and SIMPLE IRA Distribution

Request a distribution from a T. Rowe Price SEP IRA or SIMPLE IRA plan account.

T. Rowe Price College Savings Plan Distribution

Request a distribution from your T. Rowe Price College Savings Plan account.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

Employer-Sponsored Retirement Plan Distribution

Request a distribution from a T. Rowe Price 403(b), Profit Sharing, Money Purchase Pension, or Individual 401(k) plan account. Please review the Inheritance Information before completing when requesting a claim of inheritance.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain recordkeeping services for the Plan adopted by the Employer or update information for an existing Plan.

Employer-Sponsored Retirement Plan Inheritance Information

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

Employer-Sponsored Retirement Plan Participant Account

Establish a new participant account in a small business or 403(b) retirement plan. Update your beneficiary or change an address.

Employer-Sponsored Retirement Plan Participant Transfer-In or 403(b) Exchange-In

Transfer retirement assets to a small business account.

IRA Additional Investment

Add money to your IRA account(s) or make an IRA contribution.

IRA Asset Rebalancing

Sign up for the IRA Asset Rebalancing Service to maintain consistent allocation among T. Rowe Price IRA mutual fund accounts.

IRA Beneficiary

Name or change your IRA beneficiary designation (including SEP-IRA or SIMPLE IRA).

IRA Distribution

Log in to place a distribution from your IRA.

IRA Divorce Transfer

Transfer IRA, SEP-IRA, and SIMPLE IRA assets pursuant to a divorce or legal separation decree from the surrendering party to the receiving party's T. Rowe Price IRA.

IRA Excess Contribution Withdrawal

Remove an excess contribution from your Traditional IRA, Rollover IRA, Roth IRA, or Roth Rollover IRA.

IRA Inheritance

Claim an inheritance from an IRA. Additional information regarding claiming an inheritance can be found on the IRA Inheritance Facts.

IRA Transfer

Transfer an IRA held at another financial institution to your new or existing T. Rowe Price IRA.

Open a New Roth IRA

Open a New Traditional IRA

IRA Recharacterization

Recharacterize a contribution to a Traditional or Roth IRA.

Open a Rollover IRA

Roll over an employer-sponsored retirement plan account, such as a 401(k) or 403(b), to a T. Rowe Price Rollover IRA.

IRA Roth Conversion

Convert your Traditional IRA to a T. Rowe Price Roth IRA.

Traditional and Roth IRA Disclosure Statement and Custodial Agreement

IRS Uniform Lifetime Table

Qualified Charitable Distribution - IRA

Make a one-time tax-reportable qualified charitable distribution (QCD) from an IRA.

Brokerage Employer-Sponsored Retirement Plan New Account

Add Brokerage services to a participant account in a T. Rowe Price-prototype-sponsored plan (Individual 401(k)).

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan (Individual 401(k)).

Employer-Sponsored Retirement Plan Distribution

Request a distribution from an employer-sponsored retirement plan, including an Individual 401(k) plan, Please review the Inheritance Information before completing when requesting a claim of inheritance.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain recordkeeping services for the Plan adopted by the Employer or update information for an existing Plan.

Employer-Sponsored Retirement Plan Inheritance Information

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

Employer-Sponsored Retirement Plan Participant Account

Establish a new participant account in an Individual 401(k) or update your beneficiary or change an address.

Employer-Sponsored Retirement Plan Participant Transfer-In or 403(b) Exchange-In

Transfer retirement assets to an Individual 401(k).

Individual 401(k) Guidebook

Guidebook with information on how to establish an Individual 401(k) at T. Rowe Price.

Individual 401(k) Plan Basic Plan Document

Individual 401(k) Plan Standardized Adoption Agreement

Adoption agreement for the T. Rowe Price Individual 401(k) Plan document.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

Employer-Sponsored Retirement Plan Distribution

Request a distribution from a T. Rowe Price Profit Sharing or Money Purchase Pension Plan. Please review the Inheritance Information before completing when requesting a claim of inheritance.

Employer-Sponsored Retirement Plan Inheritance Information

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

Employer-Sponsored Retirement Plan Participant Transfer-In or 403(b) Exchange-In

Transfer retirement assets to a small business account.

Additional Investment

Add money to your mutual fund account(s) or make an IRA contribution.

Open a New General Investing (Taxable) Mutual Fund Account

Mutual Fund Beneficiaries - Transfer on Death

Name or change beneficiaries on a taxable account.

Mutual Fund Gift to Nonprofit Organization

Give shares of your T. Rowe Price mutual funds to a nonprofit organization.

Mutual Fund New Business Account

Open a new mutual fund account for an entity, such as a charitable organization, corporation, LLC, general partnership, joint venture, unincorporated association, sole proprietorship, estate, or a nonfiduciary retirement plan.

Mutual Fund Ownership Change

Change ownership of a mutual fund or brokerage account. Based on your life event, review the Ownership Change Due to Life Events to receive specific instructions based on your situation.

Mutual Fund Redemption

Redeem shares from your T. Rowe Price individual or joint taxable mutual fund accounts.

Mutual Fund Transfer

Transfer IRA or taxable mutual fund assets held at another financial institution to your new or existing T. Rowe Price mutual fund.

Mutual Fund Power of Attorney (POA)

Add the T. Rowe Price POA information to your T. Rowe Price account.

Mutual Fund Transfer In Kind

Transfer shares of a T. Rowe Price fund you have at another financial institution in kind to your existing T. Rowe Price account.

T. Rowe Price Company and Product Guide

T. Rowe Price Investor^®

Current issue of T. Rowe Price Investor^® magazine – a quarterly publication offering education and insights to help investors make or validate their financial decisions.

T. Rowe Price Report

Current issue of T. Rowe Price Report - a quarterly newsletter offering a perspective on financial topics for our investors, including the Performance Update.

T. Rowe Price College Savings Plan Rollover

Roll over assets from another 529 savings plan to the T. Rowe Price College Savings Plan.

Open a Rollover IRA

Open a Roth Rollover IRA

IRA Beneficiary

Name or change beneficiaries for a SEP-IRA or SIMPLE IRA plan.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

SEP-IRA Employee Guidebook

Guidebook with information on how to open a SEP-IRA.

SEP-IRA Employer Guidebook

Guidebook with information on how to establish a new SEP-IRA.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain recordkeeping services for the Plan adopted by the Employer or update information for an existing Plan.

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

IRA Inheritance

Claim an inheritance from an IRA. Additional information regarding claiming an inheritance can be found on the IRA Inheritance Facts.

IRS Form 5305 SEP

Establish an IRS-model 5305 SEP plan.

SEP-IRA Notification to Employees of Excess SEP Contributions

Participant Account

Establish a new participant account in a SEP-IRA.

Participant Transfer-In or 403(b) Exchange-In

Transfer retirement assets to a small business account.

Simplified Employee Pension Plan SAR-SEP Worksheet

SEP-IRA and SIMPLE IRA Distribution

Request a distribution from a T. Rowe Price SEP or SIMPLE IRA plan account.

IRA Beneficiary

Name or change beneficiaries for a SEP-IRA or SIMPLE IRA plan.

SEP-IRA and SIMPLE IRA Distribution

Request a distribution from a T. Rowe Price SEP or SIMPLE IRA plan account.

SIMPLE IRA Employee Guidebook

Guidebook with information on how to open a new SIMPLE IRA at T. Rowe Price.

SIMPLE IRA Employer Guidebook

Guidebook with information on how to establish a new SIMPLE IRA at T. Rowe Price.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain recordkeeping services for the Plan adopted by the Employer or update information for an existing Plan.

IRA Inheritance

Claim an inheritance from an IRA. Additional information regarding claiming an inheritance can be found on the IRA Inheritance Facts.

IRS Form 5304 SIMPLE

Used by an employer to establish an IRS-model 5304 SIMPLE IRA plan. This plan allows participants to choose a financial institution for investments.

IRS Form 5305 SIMPLE

Used by an employer to establish an IRS-model 5305 SIMPLE IRA plan. This plan allows for investments at the designated financial institution only.

Start Smart Saving Guide

The guide will walk through setting up a savings goal, creating a budget, understanding investing concepts, and saving with a 529 plan.

T. Rowe Price College Savings Plan Account Holder Change

Change the account holder or custodian.

T. Rowe Price College Savings Plan Account Maintenance

Update or change your address or contact information; request duplicate statements or confirmations.

T. Rowe Price College Savings Plan Annual Report 06/30/17

Updated annually and details investment portfolio performance for all investment options offered by the T. Rowe Price College Savings Plan.

T. Rowe Price College Savings Plan Automatic Contributions

Add or change bank information and enroll in Automatic Monthly Contributions (AMC).

T. Rowe Price College Savings Plan Beneficiary Change (by Form) or Portfolio Change (by Form or Online)

Change the beneficiary or portfolio for your account.

T. Rowe Price College Savings Plan Contribution Slip

Make additional contributions to an account.

T. Rowe Price College Savings Plan Custodian Removal

Remove a Custodian or rename the Custodian as the Account Holder.

T. Rowe Price College Savings Plan Disclosure Document

Understand the terms and details of participating in the T. Rowe Price College Savings Plan. This information should be read carefully before investing.

T. Rowe Price College Savings Plan Distribution

Request a distribution from your account.

T. Rowe Price College Savings Plan Enrollment Kit

Information about the T. Rowe Price College Savings Plan and forms to open a new account. Get everything you need to enroll in our plan including our Plan Disclosure Document.

T. Rowe Price College Savings Plan Gift Contribution Slip

Make a gift contribution to an existing account.

T. Rowe Price College Savings Plan New Account Agreement

Open an account. Please review the Plan Disclosure Document before completing the New Account Agreement.

T. Rowe Price College Savings Plan Rollover

Roll over assets from another 529 savings plan to the T. Rowe Price College Savings Plan.